EBA Guidance table - ACPR

EBA/GL/2017/17 ... EBA/GL/2017/10. Object. Guidelines on major incident reporting under Directive (EU) 2015/2366 (PSD2) ... Reference, EBA/GL/2015/10. 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PublicationdateReferenceObjectTopicSourceFrenchimplementation12/01/2018EBA/GL/2017/17GuidelinesonthesecuritymeasuresforoperationalandsecurityrisksofpaymentservicesunderDirective(EU)2015/2366(PSD2)PaymentservicesPSD2article95pending27/07/2017EBA/GL/2017/10GuidelinesonmajorincidentreportingunderDirective(EU)2015/2366(PSD2)PaymentservicesPSD2article96(3)pending 11/07/2017EBA/GL/2017/09GuidelinesunderDirective(EU)2015/2366(PSD2)ontheinformationtobeprovidedfortheauthorisationofpaymentinstitutionsande-moneyinstitutionsandfortheregistrationofaccountinformationserviceprovidersPaymentservicesPSD2article5(5)pending 12/09/2017EBA/GL/2017/08GuidelinesonthecriteriaonhowtostipulatetheminimummonetaryamountoftheprofessionalindemnityinsuranceunderPSD2PaymentservicesPSD2article5(4)pending 11/05/2017EBA/GL/2017/05GuidelinesonICTRiskAssessmentundertheSREPSREPunderPillar2Initiativepropredel'EBApending 11/01/2017REC/2017/01RecommendationamendingEBA/Rec/2015/02ontheequivalenceofconfidentialityregimesSupervisionCRDarticle116pending 20/09/2017EBA/GL/2017/06Guidelinesoncreditinstitutions’creditriskmanagementpracticesandaccountingforexpectedcreditlossesAccountingandauditingInitiativepropredel'EBApending 05/04/2017EBA/GL/2017/02GuidelinesconcerningtheinterrelationshipbetweentheBRRDsequenceofwritedownandconversionandCRR/CRD(treatmentofliabilitiesinbail-in)RésolutionBRRDarticle48 àvenirpending05/04/2017EBA/GL/2017/03GuidelinesonrateconversionofdebttoequityRésolutionBRRDarticles45-4,47,50pending05/04/2017EBA/GL/2017/04Guidelinesonthetreatmentofshareholdersinbail-inorthewrite-downandconversionofcapitalinstrumentsRésolutionBRRDarticle50 àvenirpending03/11/2016EBA/GL/2016/FinalreportonguidelinesonICAAPandILAAPinformationcollectedforSREPpurposesSREP/Pillar2Owninitiative Internaldocumentation 11/10/201610EBA/GL/2016/09 GuidelinesoncorrectionstomodifieddurationfordebtinstrumentsMarketriskCRRarticle340(3)Instructionsmethodsforcalculatingprudentialratios(2.4.4.4.1.)03/10/2016EBA/GL/2016/08GuidelinesonimplicitsupportforsecuritisationtransactionsSecuritisationCRRarticle248-2Instructionmethodsforcalculatingprudentialratios28/09/2016EBA/GL/2016/07GuidelinesontheapplicationofthedefinitionofdefaultunderArticle178ofRegulation(EU)No575/2013Models/CreditrisksCRRarticle178-7Pending26/07/2016EBA/GL/2016/05Guidelinesoncommunicationbetweencompetentauthoritiessupervisingcreditinstitutionsandthestatutoryauditor(s)andtheauditfirms(s)carryingoutthestatutoryauditofcreditinstitutionsAuditingandaccountingRegulationNo537/2014Article12(2)HandbookonACPR–Auditorsrelations27/06/2016EBA/GL/2015/22GuidelinesOnSoundRemunerationPoliciesRemunerationCRDIVarticles74and75Partialcompliance–ACPRinstructions08/06/2016EBA/GL/2016/02GuidelinesOnCooperationBetweenDepositGuaranteeSchemesDepositGuaranteeSchemesDGSDarticle14-5Internaldocumentation03/06/2016EBA/GL/2015/20GuidelinesonlimitsonexposurestoshadowbankingentitieswhichcarryoutbankingactivitiesoutsidearegulatedframeworkunderArticle395(2)ofRegulation(EU)No575/2013ShadowbankingCRRarticle395-2ACPRposition2016-P0119/05/2016EBA/GL/2015/21FinalGuidelinesontheminimumcriteriatobefulfilledbyabusinessreorganisationplanResolutionBRRDarticle52-12/13Pending19/04/2016EBA/GL/2016/03GuidelinesontheprovisionofinformationinsummaryorcollectiveformforthepurposesofArticle84(3)ofDirective2014/59/EUResolutionBRRDarticle84-7Compliant29/02/2016EBA/GL/2016/01RevisedguidelinesonthefurtherspecificationoftheindicatorsofglobalsystemicimportanceandtheirdisclosureGlobalSystemicInstitutionsBCRDIVarticle131-3Pending16/10/2015EBA/GL/2015/16GuidelinesOnTheApplicationOfSimplifiedObligationsResolutionBRRDarticle4Internaldocumentationaboutresolution22/09/2015EBA/GL/2015/10GuidelinesonmethodsforcalculatingcontributionstodepositguaranteeschemesResolutionDGSDarticle13-3 DecisionSupervisoryCollegen°2016-C-51of10october201611/09/2015EBA/GL/2015/09GuidelinesonpaymentcommitmentsunderDirective2014/49/EUondepositguaranteeschemesResolutionDGSDarticle10-3PartialcompliancewiththeDecreeofOctober27,2015,relatedtofinancialresourcesofthedepositguaranteeschemesfunds11/09/2015EBA/REC/2015/01FinalreportonrecommendationsontheequivalenceofconfidentialityregimesCollegesofsupervisorsCRDIVarticle116Internaldocumentationaboutinformationexchangeswiththirdcountries’authorities19/08/2015EBA/GL/2015/12EBAGuidelinesonarrearsandforeclosureConsumersprotectionMCDarticle28DecreeofNovember5,2014,approvingtheCharterforfinancialinclusionandpreventionofover-indebtedness07/08/2015EBA/GL/2015/04GuidelinesontheeffectivenessofthesaleofbusinesstoolResolutionBRRDarticle39-4Internaldocumentationaboutresolution07/08/2015EBA/GL/2015/05GuidelinesontheassetseparationtoolResolutionBRRDarticle42-14Internaldocumentationaboutresolution06/08/2015EBA/GL/2015/07GuidelinesontheinterpretationofthedifferentcircumstanceswhenaninstitutionshallbeconsideredasfailingorlikelytofailunderArticle32(6)ofDirective2014/59/EUResolutionBRRDarticle32-6Pending06/08/2015EBA/GL/2015/06GuidelinesontheminimumlistofservicesandfacilitiesResolutionBRRDarticle65-5Pending09/07/2015EBA/GL/2015/17GlSpecifyingTheConditionsForGroupFinancialSupportSupervisionBRRDarticle23Pending05/06/2015EBA/GL/2015/02GuidelinesonrecoveryplanindicatorsSupervisionBRRDarticle9-2Pending22/05/2015EBA/GL/2015/08Guidelinesonthemanagementofinterestrateriskarisingfromnon-tradingactivitiesInterestrateriskCRDIVarticle98-5Internaldocumentationaboutmanagementofinterestraterisk Instructionsmethodsforcalculatingprudentialratios(Chap.7)08/05/2015EBA/GL/2015/03GuidelinesontriggersforuseofearlyinterventionmeasuresResolutionBRRDarticle27-4Internaldocumentationaboutresolution18/03/2015EBA/GL/2015/01FinalreportonguidelinesonnationalprovisionallistsofthemostrepresentativeservicesConsumersprotectionPADarticle3-2Pending23/12/2014EBA/GL/2014/14Guidelinesonmateriality,proprietaryandconfidentialityandondisclosurefrequencyunderarticles432(1),432(2)and433ofregulation(eu)no575/2013TransparencyandPillar3CRRarticles432et433Pending22/12/2014JC/GL/2014/01JointguidelinesontheconvergenceofsupervisorypracticesrelatingtotheconsistencyofsupervisorycoordinationarrangementsforfinancialconglomeratesConglomeratesFICODarticle11Internaldocumentationaboutthesupervisionoffinancialconglomerates19/12/2014EBA/GL/2014/13GuidelinesoncommonproceduresandmethodologiesforSREPPillar2CRDIVarticle107Internaldocumentationaboutprudentialsupervisionandevaluation19/12/2014EBA/GL/2014/11GuidelinesonthespecificationofmeasurestoreduceorremoveimpedimentstoresolvabilityandthecircumstancesinwhicheachmeasuremaybeappliedunderDirective2014/59/EUResolutionBRRD article17-8Internaldocumentationaboutresolution19/12/2014EBA/GL/2014/12GuidelinesonmeasurestoreduceorremoveimpedimentstoresolvabilityConsumersprotectionDSParticle10Pending16/12/2014EBA/GL/2014/10GuidelinesOnthecriteriatodeterminetheconditionsofapplicationofArticle131(3)ofDirective2013/36/EU(CRD)inrelationtotheassessmentofothersystemicallyimportantinstitutions(O-SIIs)GlobalSystemicInstitutionsCRDIVarticle131-3DecreeofSeptember11,2015,amendingtheDecreeofNovember3,2014,onownfundsbuffersforbankingservicesprovidersandinvestmentfirmsotherthanassetmanagementcompanies22/09/2014EBA/GL/2014/09Guidelinesontests,reviewsorexercisesthatmayleadtosupportmeasuresResolutionBRRDarticle32-4Internaldocumentationaboutresolution18/07/2014EBA/GL/2014/06GuidelinesontherangeofscenariostobeusedinrecoveryplansSupervisionBRRDarticle5Pending16/07/2014EBA/GL/2014/07GuidelinesonthedatacollectionexerciseregardinghighearnersRemunerationCRDIVarticle75-3Instructionn°2014-I-13onhigh-earnersdatacollection16/07/2014EBA/GL/2014/08GuidelinesontheremunerationbenchmarkingexerciseRemunerationCRDIVarticle78-6DecreeofNovember3,2014,onprudentialsurveillanceprocessandrisksassessment07/07/2014EBA/GL/2014/05GuidelinesonsignificantrisktransferforsecuritisationSecuritisationCRRarticles243et244Instructionsmethodsforcalculatingprudentialratios(2.4.2.2)27/06/2014EBA/GL/2014/03GuidelinesondisclosureofencumberedandunencumberedassetsTransparencyandPillar3CRRarticle443DecreeofDecember19,2014,ondisclosureofencumberedassets19/06/2014EBA/GL/2014/04GuidelinesonharmoniseddefinitionsandtemplatesforfundingplansofcreditinstitutionsunderrecommendationA4ofESRB/2012/2LiquidityRecommandationA4duCERS/2012/2instructionACPR2017-I-19of22/11/201713/06/2014JC/2014/43JointCommitteeFinalReportonguidelinesforcomplaints-handlingforthesecurities(ESMA)andbanking(EBA)sectorsConsumersprotectionRegulationN°1093/2010and1095/2010ACPRrecommendationoncomplaints-handlingofFebruary26,201505/06/2014EBA/GL/2014/02GuidelinesondisclosureofindicatorsofglobalsystemicimportanceOwnfundsCRDIVarticle131-3DecreeofDecember19,2014,ontherequirementtodiscloseglobalsystemicmeasurementindicators27/03/2014EBA/GL/2014/01GuidelinesontheapplicablenotionaldiscountrateforvariableremunerationRemunerationCRDIVarticle94-1DecreeofNovember3,2014,oninternalsupervisionoffirmssubjectedtoACPRsupervision29/01/2014EBA/REC/2014/01EBArecommendationontheuseoflegalentityidentifier(LEI)ReportingN/AInstructionn°2013-I-16oncommunicationtoACPRoftheinternationalidentifier“legalentityidentifier”byinstitutionssubjecttosaidinstruction06/12/2013EBA/GL/2013/01GuidelinesonretaildepositssubjecttodifferentoutflowsforpurposesofliquidityreportingunderRegulation(EU)No575/2013,onprudentialrequirementsforcreditinstitutionsandinvestmentfirmsandamendingRegulation(EU)No648/2012(CapitalRequirementsRegulation–CRR)LiquidityCRRarticle421-3PositionofACPRontheimplementationoftheguidelines16/05/2012EBA/GL/2012/02EBAGuidelinesonStressedValueAtRisk(StressedVaR)MarketriskCRRarticle365-2Instructionsoncalculationofprudentialratios(2.4.4.5.4.)16/05/2012EBA/GL/2012/03EBAGuidelinesontheIncrementalDefaultandMigrationRiskCharge(IRC)MarketriskCRRarticle372Instructionsoncalculationofprudentialratios(2.4.4.5.4.)27/09/2011GL44EBAGuidelinesonInternalGovernanceGovernanceCRDarticle22Article511.41MonetaryandFinancialCode31/12/2010EBA/GL/2010GuidelinesonthemanagementofoperationalrisksinmarketactivitiesOperationalriskCRDIIarticle122Instructionsoncalculationofprudentialratios(2.4.5)30/11/2010EBA/GL/2010RevisedGuidelinesontherecognitionofExternalCreditAssessmentInstitutionsExternalCreditAssessmentInstitutions   CRDIIarticles81et97Instructionsoncalculationofprudentialratios(AnnexC)22/12/2009EBA/GL/2009GuidelinesonoperationalriskmitigationtechniquesOperationalriskCRDIIInstructionsoncalculationofprudentialratios(2.4.5)11/12/2009EBA/GL/2009GuidelinesontheimplementationoftherevisedlargeexposuresregimeLargeexposuresCRDIIDecreeofAugust25,2010,amendingvariousregulatoryprovisionsonthesupervisionofcreditinstitutions 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